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    Saturday, September 24, 2011

    Best independent broker dealers

      An Independent broker dealer is a must have if you have an independent financial advisor business or you are trying top become an independent financial consultant. The reason is that once you have a financial advisory business it is imperative that you find a firm which is very much independent and you can trust to have your trades cleared through that firm. Ultimately it is you whose reputation and business which is at stake and that is why electing a good IBD is very important. Here are a few tips that you need to be aware of before you can actually finalize on one independent broker dealer whom you can give your business. The most important thing is to make sure that culture and the values that this independent Broker dealer has gels with your own working philosophy and values. This is a must in order for you and the IBD to grow together and mature as a business. Always check the business reputation of the best independent broker dealers you are thinking of. Again that derives from the main point which is the regulatory compliance and that is really one aspect which you need to consider as your top most priority. With a lot of organizations getting SEC notices and having questionable practices this has become the number one issue. Therefore always check with your IBD regarding whether they have a good team which can guide you on compliance issues.